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Kathleen M Fitts

Valic Financial Advisors, Inc.

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About Kathleen M Fitts

Kathleen Fitts is an investment advisor representative who has been in the industry since 2005. Kathleen is currently registered with Valic Financial Advisors, Inc. and has been with the firm since March 2006. Kathleen is also registered as an investment advisor in 10 states. Kathleen has a variety of experience in the financial services industry, having previously worked for AIG Financial Advisors, Inc. and SunAmerica Securities, Inc. Kathleen is a licensed agent for AGIA and also owns her own general contracting business. Kathleen holds the Series 6, Series 63, Series 65 and the SIE licenses and has several specializations including financial planning.

Firm Information

Kathleen Fitts is currently registered with Valic Financial Advisors, Inc.. Valic Financial Advisors, Inc. is a corporation formed in November 1996, headquartered in Houston, Texas. The firm offers financial planning, portfolio management for individuals, and selection of other advisers, among other services. They also have a wrap fee program and manage assets for both high-net-worth individuals and individuals other than high-net-worth. The firm is registered with the SEC and has a total of 52 state registrations. As of the most recent reporting period, the firm reported approximately $25.25 billion in regulatory assets under management.
Valic Financial Advisors, Inc.

2929 ALLEN PKWY; L7-20

HOUSTON, TX 77019

$25.25B

Assets Under Management

12

Total Clients

1,266

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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recommend wrap accounts to clients

Recommend wrap accounts to clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kathleen Fitts’s Registration & Firm History

CA

12/04/2020 - Present

Valic Financial Advisors, Inc. (MODESTO CA)

CA

10/31/2005 - 04/03/2006

AIG FINANCIAL ADVISORS, INC. (SAN JOSE CA)

AZ

08/11/2005 - 10/31/2005

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

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Licenses & Designations

IA

Issued 11/08/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/08/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/19/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kathleen M Fitts. Review regulatory record here.
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