Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen M. Cobb is a financial advisor in Milwaukee, Wisconsin, with over 20 years of experience in the financial services industry. Kathleen is a Registered Representative and Investment Advisor Representative with Robert W. Baird & Co. Inc. Kathleen has been with Robert W. Baird & Co. Inc. since 2011 and has previous experience with UBS Financial Services Inc., Piper Jaffray & Co., and Strong Investments, Inc.. Kathleen has passed the Series 63, Series 7, Series 9, and Series 10 exams, as well as the Securities Industry Essentials Examination (SIE). Kathleen specializes in portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. Kathleen also provides financial planning, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
01/24/2011 - Present
Robert W. Baird & Co. Inc. (MILWAUKEE WI)
WI
08/12/2006 - 01/31/2011
UBS FINANCIAL SERVICES INC. (MILWAUKEE WI)
WI
01/09/2004 - 08/12/2006
PIPER JAFFRAY & CO. (MILWAUKEE WI)
WI
10/08/2003 - 12/18/2003
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
WI
06/25/2002 - 05/13/2003
STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)
BC
Issued 07/01/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/03/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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