Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Byron is an investment advisor representative with J.p. Morgan Securities LLC. Kathleen Byron has been in the industry since May 20, 1986, and is currently registered with FINRA and the state of California. Kathleen Byron is also a registered investment advisor with the state of California. Kathleen Byron has a wide range of experience and expertise in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
10/01/2012 - Present
J.p. Morgan Securities LLC (Irvine CA)
CA
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (IRVINE CA)
CA
03/12/2004 - 05/02/2009
WAMU INVESTMENTS, INC. (IRVINE CA)
CA
07/10/2003 - 11/10/2003
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NY
02/16/2001 - 02/12/2003
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
TN
11/24/2000 - 02/01/2001
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
IL
02/01/1995 - 07/05/2000
KEMPER DISTRIBUTORS, INC. (CHICAGO IL)
NA
03/24/1987 - 02/01/1995
KEMPER FINANCIAL SERVICES, INC.
NA
03/20/1985 - 03/20/1987
MORGAN STANLEY & CO., INCORPORATED
IA
Issued 04/06/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/18/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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