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Kathleen M. Alves

Amundi Distributor US, Inc.

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About Kathleen M. Alves

Kathleen Alves has been working in the financial industry since 1984. Kathleen is currently registered with Amundi Distributor US, Inc. and has been with the firm since February 1994. Previously, Kathleen worked at MFS INVESTOR SERVICES, INC., MFS FINANCIAL SERVICES, INC., THE LANDMARK FUNDS BROKER-DEALER SERVICES, INC., and MASSACHUSETTS FINANCIAL SERVICES COMPANY. Kathleen is licensed in the state of Massachusetts and has passed several exams, including the Series 63, Series 26, SIE, Series 7, and Series 6.

Firm Information

Kathleen Alves is currently registered with Amundi Distributor US, Inc.. Amundi Distributor US, Inc. is a corporation formed on March 2, 1989, and is registered in 53 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

59

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kathleen Alves’s Registration & Firm History

MA

02/17/1994 - Present

Amundi Distributor US, Inc. (BOSTON MA)

MA

04/06/1993 - 12/27/1993

MFS INVESTOR SERVICES, INC. (BOSTON MA)

MA

01/31/1987 - 12/27/1993

MFS FINANCIAL SERVICES, INC. (BOSTON MA)

MA

05/06/1985 - 12/13/1988

THE LANDMARK FUNDS BROKER-DEALER SERVICES, INC. (BOSTON MA)

NA

12/12/1983 - 01/09/1987

MASSACHUSETTS FINANCIAL SERVICES COMPANY

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Licenses & Designations

BC

Issued 12/09/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/26/1984

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/1988

Series 7 - General Securities Representative Examination

BC

Issued 12/09/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kathleen M. Alves.
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