Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Lumetta is a financial advisor with over 25 years of experience in the industry. Kathleen is currently registered with TD Private Client Wealth LLC and holds Series 6, 7, 63, and 65 licenses. In addition to her experience at TD, Kathleen has previously held roles at PFS Investments Inc. and Deutsche Banc Alex. Brown Inc. Kathleen specializes in working with individuals, corporations, high-net-worth individuals, charitable organizations, insurance companies, and pension and profit-sharing plans. Kathleen provides a range of financial services, including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
03/15/2024 - Present
TD Private Client Wealth LLC (NEW YORK NY)
NY
08/20/2022 - 03/13/2024
PFS INVESTMENTS INC. (MASSAPEQUA NY)
NY
05/26/1998 - 06/13/2001
DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)
IA
Issued 10/21/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/02/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/22/2021
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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