Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Lucille Lindquist is a financial professional with over 15 years of experience in the industry. Kathleen is a Registered Representative of United Planners' Financial Services of America a Limited Partner. Kathleen is licensed to provide financial advice in a number of states including California, Arizona and Texas. In addition to her work at United Planners, Kathleen also owns and operates Sustainable Financial Planning, a business that offers financial planning services. Prior to her role at United Planners', Kathleen was a financial advisor at SAGEPOINT FINANCIAL, INC. and Commonwealth Financial Network.
7333 EAST DOUBLETREE RANCH RD, SUITE 120
SCOTTSDALE, AZ 85258
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
02/03/2020 - Present
United Planners' Financial Services OF America A Limited Partner (SCOTTSDALE AZ)
CA
02/29/2016 - 02/06/2020
SAGEPOINT FINANCIAL, INC. (SAN DIEGO CA)
CA
07/30/2010 - 03/03/2016
COMMONWEALTH FINANCIAL NETWORK (SAN DIEGO CA)
CA
05/02/2009 - 10/05/2009
CHASE INVESTMENT SERVICES CORP. (SAN DIEGO CA)
CA
05/17/2005 - 05/02/2009
WAMU INVESTMENTS, INC. (SAN DIEGO CA)
NJ
01/04/2005 - 02/23/2005
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 11/30/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2014
Series 7 - General Securities Representative Examination
BC
Issued 01/03/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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