Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Louise Rzeplinski is a Registered Representative with Osaic Wealth, Inc. Kathleen has over 35 years of experience in the financial services industry. Kathleen is licensed to sell securities in the state of California. Kathleen specializes in providing financial planning, portfolio management, and pension consulting to individuals, businesses, and high net worth individuals. Kathleen has been a Registered Representative with Securities America, Inc., Brecek & Young Advisors, Inc., Transamerica Financial Resources, Inc., and TMI Equities, Inc. Kathleen holds the Series 6, Series 22, and Securities Industry Essentials (SIE) licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/14/2024 - Present
Osaic Wealth, Inc. (MENDOCINO CA)
CA
01/23/2009 - 06/14/2024
SECURITIES AMERICA, INC. (MENDOCINO CA)
CA
05/29/1996 - 01/23/2009
BRECEK & YOUNG ADVISORS, INC. (MENDOCINO CA)
CA
08/10/1992 - 08/02/1996
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
NA
10/12/1987 - 08/18/1992
TMI EQUITIES, INC.
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/09/1987
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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