Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Louise Mitchell is a financial professional with over 10 years of experience in the industry. Kathleen is a registered representative with Northwestern Mutual Investment Services, LLC and holds Series 6, SIE and Series 63 licenses. Kathleen is also a licensed agent in North Carolina and is active in the state.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NC
02/04/2016 - Present
Northwestern Mutual Investment Services, LLC (Raleigh NC)
NC
06/12/2013 - 03/17/2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (RALEIGH NC)
BC
Issued 05/03/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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