Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Lorraine Alte is a financial advisor with Prudential Investment Management Services LLC and Prudential Annuities Distributors, Inc. She is licensed to sell securities in New Jersey. Kathleen has been in the financial services industry since 2001 and holds Series 6, 7, 24, 26, and 63 licenses. She specializes in providing investment advice and financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
09/29/2021 - Present
Prudential Investment Management Services LLC (Newark NJ)
NJ
03/21/2001 - 01/16/2014
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
BC
Issued 03/09/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/29/2018
Series 24 - General Securities Principal Examination
BC
Issued 09/17/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2016
Series 7 - General Securities Representative Examination
BC
Issued 03/20/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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