Unclaimed
Kathleen Lillian Pendy is a financial professional with over 5 years of experience in the industry. Kathleen is currently registered with Nationwide Investment Services Corp. and holds the Series 6TO, Series 26 and SIE licenses. Kathleen is also a registered representative with FINRA. Kathleen is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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OH
01/14/2019 - Present
Nationwide Investment Services Corp. (GRANDVIEW HEIGHTS OH)
BC
Issued 07/01/2024
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/14/2019
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2018
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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