Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Bryant is a registered representative with Raymond James & Associates, Inc., having joined the firm in February 2013. Previously, Kathleen was with MORGAN KEEGAN & COMPANY, INC. from May 2007 to February 2013. Kathleen has been in the financial services industry for over 16 years. She has a Series 7, Series 66, and SIE license and has earned the Uniform Combined State Law Examination, General Securities Representative Examination, and Securities Industry Essentials Examination. Kathleen is a registered representative in Maine and North Carolina. She is a specialist in providing financial advice to individuals, businesses, corporations, pension and profit-sharing plans, high-net-worth individuals, insurance companies, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
02/13/2013 - Present
Raymond James & Associates, Inc. (CHARLOTTE NC)
NC
05/24/2007 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (CHARLOTTE NC)
BOTH
Issued 06/27/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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