Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Ladra Steinbrecher is an investment advisor representative with Cambridge Investment Research Advisors, Inc. Kathleen has been in the financial services industry for over 18 years. Her professional experience includes roles at Securities America, Inc., LPL Financial LLC, Morgan Stanley Smith Barney, Citigroup Global Markets Inc. and Wedbush Morgan Securities Inc. Kathleen is a Chartered Financial Analyst and holds the Series 7, 63, 66, 86, 87 and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CA
09/27/2022 - Present
Cambridge Investment Research Advisors, Inc. (Walnut Creek CA)
CA
07/10/2014 - 09/29/2022
SECURITIES AMERICA, INC. (WALNUT CREEK CA)
CA
03/05/2010 - 08/08/2014
LPL FINANCIAL LLC (WALNUT CREEK CA)
CA
06/01/2009 - 03/31/2010
MORGAN STANLEY SMITH BARNEY (WALNUT CREEK CA)
CA
01/25/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WALNUT CREEK CA)
CA
07/26/2005 - 08/31/2006
WEDBUSH MORGAN SECURITIES INC. (SAN FRANCISCO CA)
MN
06/07/2004 - 06/07/2005
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
BOTH
Issued 01/22/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/23/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/28/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/04/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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