Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Zumwalt is a financial advisor with Avantax Investment Services, Inc., working out of their office in Myrtle Point, OR. Kathleen is also registered with the state of Oregon. She has been working in the financial services industry since May 5, 2004. She is a Series 6, Series 7 and SIE licensed representative. Kathleen has previously worked with WM Financial Services, Inc. in Irvine, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OR
12/15/2004 - Present
Avantax Investment Services, Inc. (MYRTLE POINT OR)
CA
04/23/2004 - 12/02/2004
WM FINANCIAL SERVICES, INC. (IRVINE CA)
BC
Issued 04/23/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2008
Series 7 - General Securities Representative Examination
BC
Issued 04/22/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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