Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Kalp is a financial advisor at J.P. Morgan Securities LLC and J.P. Morgan Private Wealth Advisors LLC. Kathleen has been in the financial industry since June 23, 2014, and holds Series 63, 65, 66, 7, 7TO, and SIE licenses. Kathleen is a Chartered Financial Analyst and offers financial planning, portfolio management for individuals and businesses, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
03/21/2024 - Present
J.p. Morgan Securities LLC (LOS ANGELES CA)
CA
09/19/2022 - 09/29/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (SANTA BARBARA CA)
CA
08/16/1996 - 11/07/1997
AMERICAN EASTERN SECURITIES, INC. (LOS ANGELES CA)
CT
04/10/1995 - 07/03/1996
PILGRIM AMERICA SECURITIES, INC. (WINDSOR CT)
CA
11/15/1990 - 04/10/1995
PILGRIM DISTRIBUTORS CORP. (LOS ANGELES CA)
MA
07/21/1988 - 07/03/1989
WILLIAM O'NEIL & COMPANY, INCORPORATED (BOSTON MA)
BOTH
Issued 11/21/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/14/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/2/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/17/2022
Series 7TO - General Securities Representative Examination
BC
Issued 7/16/2022
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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