Unclaimed
Kathleen Isabel Dalluge is a financial professional with over 10 years of experience in the industry. Kathleen is currently registered with Empower Financial Services, Inc. in Minnesota and holds the Series 6, Series 26, and Series 63 licenses. Previously, Kathleen worked for VOYA RETIREMENT ADVISORS, LLC in St. Paul, MN.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
07/13/2015 - Present
Empower Financial Services, Inc. (St Paul MN)
MN
10/14/2013 - 07/01/2015
VOYA RETIREMENT ADVISORS, LLC (ST. PAUL MN)
BC
Issued 11/01/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2024
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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