Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen McCarthy is an investment advisor representative with Archer Investment Corp. Kathleen is registered with the state of Ohio to provide investment advisory services. Kathleen has been in the financial services industry for over 30 years. Prior to joining Archer Investment Corp., Kathleen worked at SII INVESTMENTS, INC. and Ameriprise Financial Services, Inc. Kathleen has a broad range of experience in the financial services industry, including working with individuals, businesses, and retirement plans. Kathleen is committed to providing her clients with personalized financial advice that is tailored to their individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
IN
06/05/2023 - Present
Archer Investment Corp. (CARMEL IN)
OH
10/03/2014 - 01/04/2017
SII INVESTMENTS, INC. (FAIRVIEW PARK OH)
OH
10/05/2009 - 10/08/2014
AMERIPRISE FINANCIAL SERVICES, INC. (WESTLAKE OH)
OH
02/06/2009 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (WESTLAKE OH)
OH
01/14/2005 - 02/26/2009
CITIGROUP GLOBAL MARKETS INC. (WESTLAKE OH)
MO
06/20/2000 - 01/20/2005
EDWARD JONES (ST. LOUIS MO)
RI
10/25/1993 - 06/09/1995
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
01/03/1991 - 10/19/1993
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
RI
05/10/1990 - 12/31/1990
FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)
RI
11/27/1987 - 05/09/1990
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
IA
Issued 08/01/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 06/19/2000
Series 7 - General Securities Representative Examination
BC
Issued 11/25/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Kathleen McCarthy is the right advisor for you? Invested Better is here to help.
