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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Hogan Fanelli is a financial advisor with United Capital Financial Advisors. Kathleen has been in the financial services industry since 2003. Kathleen is a Certified Financial Planner and holds the Series 66, SIE, and Series 7 licenses. Kathleen has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sub-adviser for other investment advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
05/30/2019 - Present
United Capital Financial Advisors (WALNUT CREEK CA)
CA
09/04/2020 - 11/16/2023
GOLDMAN SACHS & CO. LLC (SAN FRANCISCO CA)
CA
09/04/2020 - 11/16/2023
MERCER ALLIED COMPANY, L.P. (WALNUT CREEK CA)
CA
11/01/2017 - 07/01/2020
CETERA ADVISOR NETWORKS LLC (Danville CA)
CA
09/12/2008 - 11/01/2017
GIRARD SECURITIES, INC. (WALNUT CREEK CA)
CA
03/22/2004 - 09/18/2008
OPPENHEIMER & CO. INC. (SAN FRANCISCO CA)
CA
02/21/2003 - 03/04/2004
STONE & YOUNGBERG LLC (SAN FRANCISCO CA)
BOTH
Issued 03/06/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2003
Series 7 - General Securities Representative Examination
Active
Inactive
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