Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Williams is a financial advisor with over 40 years of experience in the financial services industry. Kathleen is currently registered with Osaic Wealth, Inc. in several states, including California, Georgia, Minnesota, Missouri, North Carolina, Oklahoma, Oregon, Pennsylvania and Texas. Kathleen is also a registered Investment Advisor. Kathleen previously worked with FSC Securities Corporation and Multi-Financial Securities Corporation. Kathleen offers financial planning services, portfolio management for individuals and businesses, pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OK
11/03/2023 - Present
Osaic Wealth, Inc. (OKLAHOMA CITY OK)
OK
07/17/2002 - 11/03/2023
FSC SECURITIES CORPORATION (OKLAHOMA CITY OK)
CO
04/04/1996 - 07/19/2002
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
NY
06/30/1983 - 01/09/1996
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
06/30/1983 - 01/09/1996
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 03/31/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/19/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2008
Series 7 - General Securities Representative Examination
BC
Issued 06/29/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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