Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Harris is a registered representative with Guggenheim Securities, LLC. Kathleen holds the Series 7TO and SIE licenses and the Series 63 license. Kathleen's previous employment includes a role at Sanford C. Bernstein & Co., LLC. Kathleen is currently registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/28/2023 - Present
Guggenheim Securities, LLC (NEW YORK NY)
NY
10/26/2022 - 08/24/2023
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
BC
Issued 12/05/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/26/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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