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Kathleen Grace Comito

Brokers International Financial Services, LLC

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About Kathleen Grace Comito

Kathleen Comito is a financial professional with over 10 years of experience in the industry. Kathleen is currently a registered representative for Brokers International Financial Services, LLC. Prior to that, Kathleen worked for several other firms in the Des Moines area, including Directed Services LLC, First Allied Securities, Inc., Cetera Investment Services LLC, Summit Brokerage Services, Inc., Cetera Advisor Networks LLC, Cetera Advisors LLC, and Cetera Financial Specialists LLC. Kathleen holds a Series 6, Series 26, Series 99TO, and SIE licenses. Kathleen specializes in financial planning, portfolio management, and educational seminars.

Firm Information

Kathleen Comito is currently registered with Brokers International Financial Services, LLC. Brokers International Financial Services, LLC is a Limited Liability Company based in Urbandale, IA, that provides investment advisory services to individuals, businesses, charitable organizations, and other investment advisors. The firm is registered with the SEC and in all 51 states and has over 180 licensed agents, 173 investment advisor representatives, and 197 registered representatives. They have approximately $2 billion in assets under management, with a majority of their clients being individuals other than high-net-worth, followed by high-net-worth individuals. They also offer educational seminars and publish periodicals, and they are involved in wrap fee program participation.
Brokers International Financial Services, LLC

4135 NW URBANDALE DR

URBANDALE, IA 50322

$2.00B

Assets Under Management

10

Total Clients

226

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Percentage of assets managed by third-party advisor firms

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Kathleen Comito’s Registration & Firm History

IA

04/06/2022 - Present

Brokers International Financial Services, LLC (Urbandale IA)

IA

07/29/2020 - 03/21/2022

DIRECTED SERVICES LLC (DES MOINES IA)

IA

09/26/2017 - 04/22/2019

FIRST ALLIED SECURITIES, INC. (W Des Moines IA)

IA

07/27/2017 - 04/22/2019

CETERA INVESTMENT SERVICES LLC (W DES MOINES IA)

IA

07/10/2015 - 04/22/2019

SUMMIT BROKERAGE SERVICES, INC. (W Des Moines IA)

IA

06/27/2013 - 04/22/2019

CETERA ADVISOR NETWORKS LLC (W DES MOINES IA)

IA

06/27/2013 - 04/22/2019

CETERA ADVISORS LLC (W DES MOINES IA)

IA

06/27/2013 - 04/22/2019

CETERA FINANCIAL SPECIALISTS LLC (W DES MOINES IA)

IA

07/10/2015 - 11/02/2017

GIRARD SECURITIES, INC. (W DES MOINES IA)

IA

07/10/2015 - 11/09/2016

INVESTORS CAPITAL CORP. (WEST DES MOINES IA)

IA

07/10/2015 - 11/09/2016

VSR FINANCIAL SERVICES, INC. (West Des Moines IA)

IA

01/31/2012 - 06/17/2013

ING FINANCIAL ADVISERS, LLC (DES MOINES IA)

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Licenses & Designations

BC

Issued 01/17/2023

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/30/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kathleen Grace Comito.
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