Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Morrissey is an investment advisor representative with Emerson Equity LLC. Kathleen has been in the industry since 1993 and holds Series 7, 63, 66 and 24 licenses. Kathleen is registered with the state of California, Florida and 16 other states. Kathleen has experience providing financial planning services and managing investment portfolios. Kathleen has also worked at Girard Securities, Inc., Banc of America Investment Services, Inc., Donaldson, Lufkin & Jenrette Securities Corporation, CitiCorp Investment Services and Dean Witter Reynolds Inc. Emerson Equity LLC is a registered investment advisor with offices in San Mateo, CA. Emerson Equity LLC provides financial planning, portfolio management and other investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Management of private placement life insurance / insurance dedicated funds (single investor private funds)
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
08/28/2023 - Present
Emerson Equity LLC (SAN MATEO CA)
CA
07/21/2004 - 12/31/2005
GIRARD SECURITIES, INC. (HALF MOON BAY CA)
MA
09/12/2001 - 07/26/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NJ
01/26/1998 - 02/29/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
05/07/1991 - 07/01/1994
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
12/22/1987 - 03/26/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 02/26/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Kathleen Morrissey is the right advisor for you? Invested Better is here to help.
