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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Fox Allen has been in the financial industry since February 26, 2006. Kathleen is currently registered as a Registered Representative and Investment Advisor Representative with M Holdings Securities, Inc. She has held previous roles with Foresters Financial Services, Inc., and First Investors Corporation. Kathleen is a Series 6, 7, 24, 26, 51, 63 and 65 licensed professional with expertise in various areas, including portfolio management for individuals and businesses, financial planning, and pension consulting. Kathleen and M Holdings Securities, Inc. are committed to providing their clients with high-quality financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OR
07/21/2020 - Present
M Holdings Securities, Inc. (PORTLAND OR)
NJ
01/28/2005 - 06/20/2019
FORESTERS FINANCIAL SERVICES, INC. (ISELIN NJ)
IA
Issued 05/27/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2015
Series 24 - General Securities Principal Examination
BC
Issued 04/18/2014
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 09/25/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2015
Series 7 - General Securities Representative Examination
BC
Issued 01/27/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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