Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Foley is a financial advisor with Ameriprise Financial Services, LLC. Kathleen has over 20 years of experience in the financial services industry, having previously worked at Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated and Citigroup Global Markets Inc. Kathleen is a registered representative in New York. Kathleen holds Series 7, 9, 10 and 63 licenses and the SIE designation. Kathleen specializes in providing financial advice to individuals, corporations, trusts, estates, and pension and profit-sharing plans. She also provides asset allocation services, financial planning, pension consulting, educational seminars, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
07/14/2009 - Present
Ameriprise Financial Services, LLC (RYE BROOK NY)
PA
06/01/2009 - 07/13/2009
MORGAN STANLEY SMITH BARNEY (SCRANTON PA)
NY
09/24/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
05/02/2002 - 10/11/2007
CITIGROUP GLOBAL MARKETS INC. (GOSHEN NY)
BC
Issued 07/08/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/02/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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