Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Flinton is a financial advisor with LPL Enterprise, LLC. Kathleen has over 20 years of experience in the financial services industry. Kathleen is registered with the state of South Carolina and holds Series 7, 6, 63, 66, 24, 26 and SIE licenses. Kathleen provides a range of financial services, including financial planning, portfolio management for individuals and businesses, and consulting and other non-discretionary advisory services. Kathleen's primary focus is on helping clients achieve their financial goals, whether it's saving for retirement, planning for college, or protecting their assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
SC
11/27/2024 - Present
LPL Enterprise, LLC (MOUNT PLEASANT SC)
NC
08/03/2018 - 12/19/2018
LIBERTY PARTNERS FINANCIAL SERVICES, LLC (RALEIGH NC)
TX
02/13/2003 - 10/03/2005
NFP SECURITIES, INC. (AUSTIN TX)
NY
05/03/1999 - 01/17/2003
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
11/20/1998 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
BOTH
Issued 02/06/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/01/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/10/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2018
Series 7 - General Securities Representative Examination
BC
Issued 11/17/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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