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Kathleen Elyzabeth Kinsella

Pershing LLC

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About Kathleen Elyzabeth Kinsella

Kathleen Kinsella is a financial professional with over 30 years of experience in the industry. Kathleen currently holds registrations with Pershing LLC and BNY Mellon Capital Markets, LLC. Kathleen has held prior registrations with CIBC WORLD MARKETS CORP., RBS SECURITIES INC., CITIGROUP GLOBAL MARKETS INC., CITICORP SECURITIES, INC., and LEHMAN BROTHERS INC. Kathleen holds a Series 63, Series 24, Series 52TO, SIE, and Series 7.

Firm Information

Kathleen Kinsella is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kathleen Kinsella’s Registration & Firm History

NY

03/13/2024 - Present

Pershing LLC (NEW YORK NY)

NY

05/07/2014 - 10/31/2023

CIBC WORLD MARKETS CORP. (NEW YORK NY)

CT

10/13/2010 - 02/20/2014

RBS SECURITIES INC. (STAMFORD CT)

NY

10/15/1998 - 10/06/2010

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

03/18/1998 - 12/18/1998

CITICORP SECURITIES, INC. (NEW YORK NY)

NY

03/09/1992 - 03/10/1998

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/25/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/20/2013

Series 24 - General Securities Principal Examination

BC

Issued 03/13/2024

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/06/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kathleen Elyzabeth Kinsella.
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