Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Woods is a financial advisor with over 10 years of experience in the industry. Kathleen is currently registered with Wealth Enhancement Advisory Services, LLC and has previously worked at a number of firms, including Raymond James Financial Services, Inc., Benjamin F. Edwards & Company, Inc., and Wells Fargo Clearing Services, LLC. Kathleen is a Series 66, 7 and SIE licensed financial advisor. Kathleen's practice focuses on providing financial planning and investment management services to individuals, high-net-worth individuals, families, trusts, corporations and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
MI
09/25/2024 - Present
Wealth Enhancement Advisory Services, LLC (BAY CITY MI)
MN
06/18/2024 - 09/04/2024
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC (PLYMOUTH MN)
MI
08/09/2023 - 06/04/2024
RAYMOND JAMES FINANCIAL SERVICES, INC. (MIDLAND MI)
MI
07/12/2021 - 07/19/2023
BENJAMIN F. EDWARDS & COMPANY, INC. (MIDLAND MI)
MI
02/07/2014 - 06/28/2021
WELLS FARGO CLEARING SERVICES, LLC (TROY MI)
MI
09/24/2013 - 12/18/2013
PNC INVESTMENTS (MIDLAND MI)
MI
05/28/2012 - 07/19/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAGINAW MI)
BOTH
Issued 08/03/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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