Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Owings is a registered investment advisor representative with J.W. Cole Advisors, Inc. in Colorado Springs. Kathleen has been in the securities industry since November 2007. Kathleen holds the Series 6, 7, 63 and 65 licenses, as well as the SIE exam. Kathleen also provides investment advisory services in Colorado. She is registered to provide brokerage services in 17 states and investment advisory services in Colorado. Kathleen has experience providing financial planning, portfolio management, and educational seminars. She is also an independent insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
12/01/2014 - Present
J. W. Cole Advisors, Inc. (COLORADO SPRINGS CO)
CO
11/20/2007 - 12/08/2014
NEW ENGLAND SECURITIES (COLORADO SPRINGS CO)
IA
Issued 12/05/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/11/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2010
Series 7 - General Securities Representative Examination
BC
Issued 11/19/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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