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Kathleen Elizabeth Norton

John Hancock Distributors LLC

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About Kathleen Elizabeth Norton

Kathleen Elizabeth Norton is a financial professional with over five years of experience in the industry. She holds FINRA Series 7TO, Series 63 and SIE licenses and is registered with the state of Georgia, Maryland, and Massachusetts. She is currently employed at John Hancock Distributors LLC.

Firm Information

Kathleen Norton is currently registered with John Hancock Distributors LLC. John Hancock Distributors LLC is a Limited Liability Company formed on August 1, 2001. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

218

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kathleen Norton’s Registration & Firm History

GA

10/09/2018 - Present

John Hancock Distributors LLC (ATLANTA GA)

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Licenses & Designations

BC

Issued 06/26/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/05/2018

Series 7TO - General Securities Representative Examination

BC

Issued 10/05/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kathleen Elizabeth Norton.
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