Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Gregory has over 8 years of experience in the financial industry. Kathleen is currently registered with Fidelity Distributors Co. LLC, a firm with over 50 years of experience in the financial services industry. Kathleen is licensed in all 50 states. Kathleen is a Series 6 and Series 63 licensed individual and holds the SIE certification. Previously, Kathleen was associated with Citizens Securities, Inc. and Fidelity Investments Institutional Services Company, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
05/17/2019 - Present
Fidelity Distributors Co. LLC (SMITHFIELD RI)
RI
08/30/2018 - 03/19/2019
CITIZENS SECURITIES, INC. (PAWTUCKET RI)
RI
06/05/2015 - 08/27/2018
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 07/17/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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