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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Elizabeth Byrnes is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Kathleen Byrnes has been a financial advisor since January 9, 2013. Kathleen Byrnes has a Series 66 license and is currently registered in 41 states and two districts. Kathleen Byrnes has also been registered with AllianceBernstein Investments, Inc. and Sanford C. Bernstein & Co., LLC. in the past. Kathleen Byrnes's profile states that she has been a board member for the Carlsbad Fire Department Foundation since August 2, 2021. Kathleen Byrnes specializes in providing financial advice to individuals, businesses, investment companies, insurance companies, pension plans, and charitable organizations. Kathleen Byrnes's firm Merrill Lynch, Pierce, Fenner & Smith Inc. has approximately $10 billion - $50 billion in assets under management and over 16,000 clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/25/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CARLSBAD CA)
TN
02/12/2020 - 04/24/2020
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NASHVILLE TN)
CA
01/04/2013 - 04/24/2020
SANFORD C. BERNSTEIN & CO., LLC (LOS ANGELES CA)
BOTH
Issued 03/01/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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