Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Frank is a financial advisor with Stifel, Nicolaus & Company, Inc., a registered investment advisor firm, and Stifel Independent Advisors, LLC, an investment advisor representative for Stifel, Nicolaus & Company, Inc. Kathleen is a licensed and registered advisor with a broad base of experience in the financial services industry. Kathleen is also a registered representative of Stifel, Nicolaus & Company, Inc., and a financial advisor with Stifel Independent Advisors, LLC, offering investment advisory services through the firm.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
06/01/2004 - Present
Stifel, Nicolaus & Company, Inc. (ST. LOUIS MO)
MO
02/12/2008 - 02/15/2008
CENTURY SECURITIES ASSOCIATES, INC. (ST. LOUIS MO)
MO
01/21/2000 - 06/04/2004
CENTURY SECURITIES ASSOCIATES, INC. (ST. LOUIS MO)
IA
Issued 03/22/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/16/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/13/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/24/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/27/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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