Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Eleanor Wilson is a financial advisor with Wells Fargo Advisors Financial Network, LLC, based in Scottsdale, Arizona. Kathleen has been in the financial industry since 2000 and has a broad range of experience, including working with individuals, businesses, and institutions. Kathleen has a Series 7, Series 9, Series 10, Series 23, and Series 63 license, and has passed the SIE and Series 66 exams. Kathleen is licensed in multiple states, including Arizona, Texas, and several others. Her expertise includes investment consulting services, portfolio management for individuals and businesses, and financial planning. Kathleen is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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AZ
11/07/2019 - Present
Wells Fargo Advisors Financial Network, LLC (SCOTTSDALE AZ)
AZ
12/01/2015 - 11/07/2019
WELLS FARGO CLEARING SERVICES, LLC (SCOTTSDALE AZ)
AZ
10/23/2009 - 11/30/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SCOTTSDALE AZ)
AZ
01/22/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SCOTTSDALE AZ)
AZ
02/07/2001 - 01/30/2007
UBS FINANCIAL SERVICES INC. (SCOTTSDALE AZ)
CT
09/19/2000 - 11/03/2000
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
BOTH
Issued 02/22/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/29/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/2007
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 10/29/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/18/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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