Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Sweeney is an experienced financial advisor with over 18 years in the industry. Kathleen currently works at LPL Financial LLC as a Registered Representative. Kathleen is also a Registered Investment Advisor with Northeast Planning Associates, Inc. Kathleen is licensed to provide financial advice and services in Maine, Massachusetts, New Hampshire, Virginia, and Washington. Kathleen has also held previous positions at Ameriprise Financial Services, Inc., and Jefferson Pilot Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NH
08/15/2018 - Present
LPL Financial LLC (Center Harbor NH)
MN
02/23/2017 - 06/29/2018
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
NJ
07/31/2007 - 11/30/2016
LPL FINANCIAL LLC (HADDONFIELD NJ)
NH
06/08/2006 - 12/31/2007
MUTUAL SERVICE CORPORATION (BEDFORD NH)
IN
05/12/2005 - 06/09/2006
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
IA
Issued 06/23/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/05/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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