Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Lach is a financial advisor with over 20 years of experience in the industry. Kathleen currently works at Morgan Stanley and is registered to provide investment advice in Ohio and Texas. Previously, Kathleen was a financial advisor at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Kathleen holds the Series 7, Series 63, and Series 65 licenses as well as the SIE exam. Kathleen specializes in providing financial planning, asset allocation advice, and portfolio management for individuals, businesses, investment companies, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OH
04/10/2024 - Present
Morgan Stanley (Dublin OH)
OH
03/07/2008 - 04/06/2021
UBS FINANCIAL SERVICES INC. (COLUMBUS OH)
OH
08/13/1999 - 03/10/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (COLUMBUS OH)
BC
Issued 08/13/1999
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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