Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Doucet has been in the financial industry since 1997. Kathleen is currently registered with Equity Services, Inc. and is a registered Investment Advisor Representative in Michigan and Ohio. Kathleen has experience in various areas of financial services including insurance, investments and financial planning. Kathleen is a highly experienced professional with a proven track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
12/10/2020 - Present
Equity Services, Inc. (COLUMBUS OH)
FL
03/15/2018 - 01/10/2019
VALIC FINANCIAL ADVISORS, INC. (ORLANDO FL)
NJ
08/10/2016 - 01/29/2018
PRUCO SECURITIES, LLC. (NEWARK NJ)
PA
03/15/2007 - 04/01/2016
PRUCO SECURITIES, LLC. (SCRANTON PA)
NY
05/10/1995 - 02/24/2007
NATIONWIDE SECURITIES, INC. (DEPEW NY)
NJ
04/21/1994 - 05/24/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 06/25/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/26/2008
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 07/09/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2008
Series 7 - General Securities Representative Examination
BC
Issued 04/20/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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