Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Haigood is an experienced financial professional with over 27 years of experience in the industry. Kathleen is currently registered with Piper Sandler & Co. and is licensed in 21 states. Previously, Kathleen held positions at Sandler, O'Neill & Partners, L.P., Paine Webber Incorporated, and Kidder, Peabody & Co. Incorporated. Kathleen has a strong track record of success in the financial services industry and is committed to providing her clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/03/2020 - Present
Piper Sandler & Co. (SAN FRANCISCO CA)
CA
05/10/2010 - 01/03/2020
SANDLER, O'NEILL & PARTNERS, L.P. (SAN FRANCISCO CA)
NJ
12/15/1994 - 12/10/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
04/19/1983 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 10/14/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2010
Series 7 - General Securities Representative Examination
BC
Issued 08/31/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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