Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Burke is a financial advisor registered with UBS Financial Services Inc. Kathleen has been in the industry since November 21, 1981, and holds licenses for both securities and investment advisory services. Kathleen currently serves clients in West Palm Beach, Florida, and North Palm Beach, Florida. Prior to joining UBS Financial Services Inc., Kathleen worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley DW Inc., Deutsche Banc Alex. Brown Inc., DB ALEX. BROWN LLC, Alex. Brown & Sons Incorporated, Southeast Research Partners, Inc., First Southeastern Securities Group, Incorporated, Laffer, Warren and Co., Inc., Corporate Securities Group, Inc., Kemper Securities Group, Inc., Prescott, Ball & Turben, Inc., Gulfstream Financial Associates, Inc., Boettcher & Company, Inc., JW Charles - Bush Securities, Inc., Shearson Lehman Brothers Inc., and Alan Bush Brokerage Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
04/12/2010 - Present
UBS Financial Services Inc. (WEST PALM BEACH FL)
FL
06/07/2002 - 04/14/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WEST PALM BEACH FL)
NY
09/07/2001 - 05/08/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
01/13/2001 - 08/07/2001
DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)
MD
09/01/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
06/17/1996 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
NY
01/16/1995 - 05/10/1996
SOUTHEAST RESEARCH PARTNERS, INC. (MELVILLE NY)
FL
12/20/1994 - 01/17/1995
FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED (TAMPA FL)
NA
06/22/1992 - 12/21/1994
LAFFER, WARREN AND CO., INC.
MO
05/05/1992 - 06/30/1992
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
09/25/1990 - 05/08/1992
ALEX. BROWN & SONS INCORPORATED
MO
09/04/1990 - 09/14/1990
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
01/02/1990 - 09/04/1990
PRESCOTT, BALL & TURBEN, INC.
NA
10/30/1987 - 01/02/1990
GULFSTREAM FINANCIAL ASSOCIATES, INC.
NA
06/12/1987 - 11/02/1987
BOETTCHER & COMPANY, INC.
NA
07/17/1985 - 07/07/1987
JW CHARLES - BUSH SECURITIES, INC.
NA
03/15/1983 - 07/30/1985
SHEARSON LEHMAN BROTHERS INC.
NA
08/08/1981 - 04/05/1983
ALAN BUSH BROKERAGE CO
BOTH
Issued 05/25/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/03/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/16/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1980
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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