Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Flores is a Registered Representative and Investment Advisor Representative for Capital One Securities, Inc.. She is currently registered with the state of Louisiana. Kathleen Flores has been in the industry since March 18, 2018. She has passed the SIE and Series 7 exams. Kathleen Flores has been associated with Capital One Securities, Inc. since April 26, 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
LA
09/24/2020 - Present
Capital ONE Securities, Inc. (NEW ORLEANS LA)
LA
04/26/2016 - 11/01/2018
CAPITAL ONE SECURITIES, INC. (NEW ORLEANS LA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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