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Kathleen Carney

Btig, LLC

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About Kathleen Carney

Kathleen Carney is a financial professional with over 20 years of experience in the industry. Kathleen is currently registered with Btig, LLC, a broker-dealer firm, and has been with them since June 2012. Kathleen has previously worked for a number of other firms including Wedbush Securities Inc., Pacific Growth Equities, LLC, Pacific Growth Equities, Inc., Prudential Securities Incorporated and Kidder, Peabody & Co. Incorporated. Kathleen holds a Series 7, Series 63 and Series 79TO license. Kathleen also holds the Series SIE designation. Kathleen is registered in California, Colorado, Connecticut, Illinois, Massachusetts, New Jersey, New York and Texas.

Firm Information

Kathleen Carney is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kathleen Carney’s Registration & Firm History

CA

06/11/2012 - Present

Btig, LLC (Burlingame CA)

CA

03/06/2009 - 06/26/2012

WEDBUSH SECURITIES INC. (SAN FRANCISCO CA)

CA

05/10/2007 - 07/08/2009

PACIFIC GROWTH EQUITIES, LLC (SAN FRANCISCO CA)

CA

02/28/1997 - 06/01/2000

PACIFIC GROWTH EQUITIES, INC. (SAN FRANCISCO CA)

NY

04/13/1995 - 12/03/1996

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

10/08/1993 - 08/23/1994

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

NY

06/11/1993 - 10/05/1993

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/24/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/09/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kathleen Carney.
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