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Kathleen Carey Fox

Eagle Strategies LLC

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About Kathleen Carey Fox

Kathleen Carey Fox is a financial advisor who has been in the industry since 2000. Currently, Kathleen Carey Fox is registered with Eagle Strategies LLC. Kathleen Carey Fox has a broad range of experience, including previous registrations with BTIG, LLC, B. Riley & Co., LLC, Burke & Quick Partners LLC, The Shemano Group, Inc. and Wedbush Morgan Securities Inc. Kathleen Carey Fox is also a board member for Kappa Kappa Gamma Sorority. Kathleen Carey Fox provides financial planning and portfolio management services to individuals, businesses, charitable organizations, and high-net-worth individuals.

Firm Information

Kathleen Fox is currently registered with Eagle Strategies LLC. Eagle Strategies LLC is an investment advisor headquartered in New York, NY. The firm provides a range of services, including financial planning, pension consulting, educational seminars, and publication of periodicals. They manage assets for individuals, high-net-worth individuals, corporations, and charitable organizations. Eagle Strategies has over 1,998 registered representatives and manages over $20 billion in assets.
Eagle Strategies LLC

888 SAN CLEMENTE DRIVE

NEWPORT BEACH, CA 92660

$20.36B

Assets Under Management

6,070

Total Clients

2,031

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kathleen Fox’s Registration & Firm History

CA

08/29/2024 - Present

Eagle Strategies LLC (NEWPORT BEACH CA)

CA

10/04/2017 - 04/30/2018

BURKE & QUICK PARTNERS LLC (El Segundo CA)

CA

11/17/2015 - 03/31/2016

B. RILEY & CO., LLC (LOS ANGELES CA)

CA

02/01/2005 - 11/12/2015

BTIG, LLC (LOS ANGELES CA)

CA

06/10/2003 - 01/19/2005

THE SHEMANO GROUP, INC. (SAN FRANCISCO CA)

CA

12/14/2000 - 03/18/2003

WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)

CA

08/16/2000 - 09/19/2000

FIRST SECURITY VAN KASPER, INC. (SAN FRANCISCO CA)

CA

06/03/1999 - 08/17/2000

FLEETBOSTON ROBERTSON STEPHENS INC. (SAN FRANCISCO CA)

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Licenses & Designations

BOTH

Issued 8/26/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 9/25/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 1/30/2018

Series 24 - General Securities Principal Examination

BC

Issued 9/11/2023

Series 7TO - General Securities Representative Examination

BC

Issued 8/7/2023

SIE - Securities Industry Essentials Examination

BC

Issued 8/27/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 6/2/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kathleen Carey Fox. Review regulatory record here.
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