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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Carey Fox is a registered investment advisor representative with Eagle Strategies LLC. Kathleen has been in the financial services industry for over 17 years. She holds a Series 7, Series 24, Series 55, Series 63 and Series 66 licenses. Kathleen has prior experience with BTIG, LLC, B. Riley & Co., LLC, Burke & Quick Partners LLC, and First Security Van Kasper, Inc. Her previous roles have included financial advisor and portfolio manager. Kathleen has experience working with high-net-worth individuals, charitable organizations, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
08/29/2024 - Present
Eagle Strategies LLC (NEWPORT BEACH CA)
CA
10/04/2017 - 04/30/2018
BURKE & QUICK PARTNERS LLC (El Segundo CA)
CA
11/17/2015 - 03/31/2016
B. RILEY & CO., LLC (LOS ANGELES CA)
CA
02/01/2005 - 11/12/2015
BTIG, LLC (LOS ANGELES CA)
CA
06/10/2003 - 01/19/2005
THE SHEMANO GROUP, INC. (SAN FRANCISCO CA)
CA
12/14/2000 - 03/18/2003
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
CA
08/16/2000 - 09/19/2000
FIRST SECURITY VAN KASPER, INC. (SAN FRANCISCO CA)
CA
06/03/1999 - 08/17/2000
FLEETBOSTON ROBERTSON STEPHENS INC. (SAN FRANCISCO CA)
BOTH
Issued 08/26/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/25/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2018
Series 24 - General Securities Principal Examination
BC
Issued 09/11/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/07/2023
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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