Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Shipley is a financial professional with over 20 years of experience in the industry. She is currently registered with Corebridge Capital Services, Inc. and holds a Series 7, Series 24, and Series 63 license. Kathleen has worked with several firms throughout her career, including American General Distributors, Inc., Directed Services LLC, Principal Funds Distributor, Inc., and E*TRADE Securities LLC. She is a licensed securities professional in California and Nevada, and has experience in a range of financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/28/2013 - Present
Corebridge Capital Services, Inc. (WOODLAND HILLS CA)
TX
11/04/2008 - 06/28/2013
AMERICAN GENERAL DISTRIBUTORS, INC. (HOUSTON TX)
PA
12/17/2007 - 09/18/2008
DIRECTED SERVICES LLC (WEST CHESTER PA)
CA
10/13/2005 - 12/18/2007
PRINCIPAL FUNDS DISTRIBUTOR, INC. (EL DORADO HILLS CA)
NJ
08/28/2003 - 10/06/2005
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
BC
Issued 09/05/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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