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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Buck is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Kathleen has been in the financial industry since August 2008. Kathleen has passed the Series 7, Series 66, and SIE exams. Kathleen has been registered with Wells Fargo Advisors Financial Network, LLC since August 2024. Kathleen has experience working at Wells Fargo Clearing Services LLC, Merrill Lynch, and Wells Fargo Advisors Financial Network, LLC. Kathleen is registered with the following states: California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Kentucky, Maryland, Massachusetts, Minnesota, Missouri, Nevada, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, Vermont, Virginia, and Washington. Kathleen works at the Scranton, PA branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PA
08/16/2024 - Present
Wells Fargo Advisors Financial Network, LLC (SCRANTON PA)
PA
08/23/2019 - 08/15/2024
WELLS FARGO CLEARING SERVICES, LLC (SCRANTON PA)
PA
08/04/2008 - 08/26/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SCRANTON PA)
BOTH
Issued 03/26/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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