Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Brown is a Registered Representative and Investment Advisor Representative with Stifel, Nicolaus & Company, Inc., working out of the Canfield, Ohio office. Kathleen Brown has been in the securities industry since June 10, 2014. Kathleen Brown has passed the Series 66, Series 7 and Series 6 exams. Kathleen Brown has licenses in Arizona, California, District of Columbia, Florida, Georgia, Hawaii, Illinois, Maryland, Missouri, Montana, Nevada, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Texas and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
08/28/2017 - Present
Stifel, Nicolaus & Company, Inc. (CANFIELD OH)
NA
04/10/1986 - 07/07/1987
CIGNA SECURITIES, INC.
NA
11/21/1984 - 12/17/1985
CIGNA SECURITIES, INC.
NA
02/29/1984 - 09/04/1984
FIRST INVESTORS CORPORATION
BOTH
Issued 08/28/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2017
Series 7 - General Securities Representative Examination
BC
Issued 02/28/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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