Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Van fleet-bailey has been a financial professional since 2000 and is currently registered with Cetera Investment Advisers LLC in Oldsmar, FL. Kathleen has worked for several firms throughout her career including LPL FINANCIAL LLC, SUMMIT BROKERAGE SERVICES, INC., and GRANDVIEW CAPITAL, INC., among others. She holds several professional licenses and has a broad range of experience in the financial services industry. Kathleen offers various services to her clients, including financial planning, pension consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
02/15/2025 - Present
Cetera Investment Advisers LLC (OLDSMAR FL)
FL
06/06/2012 - 02/28/2018
LPL FINANCIAL LLC (TAMPA FL)
FL
01/20/2011 - 03/27/2012
SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)
FL
10/31/2007 - 12/31/2010
GRANDVIEW CAPITAL, INC. (FORT LAUDERDALE FL)
FL
01/04/2005 - 01/18/2007
SECURITIES AMERICA, INC. (FT LAUDERDALE FL)
FL
03/15/2004 - 01/03/2005
NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)
MA
06/20/2002 - 12/19/2003
VERAVEST INVESTMENTS, INC. (WORCESTER MA)
NE
03/01/2000 - 06/06/2002
SECURITIES AMERICA, INC. (LAVISTA NE)
BOTH
Issued 05/11/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/13/2009
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 03/25/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/02/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/29/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kathleen Van fleet-bailey is the right advisor for you? Invested Better is here to help.
