Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Bridget Kernan is an investment advisor representative with over 26 years of experience. Kathleen is registered with Raymond James & Associates, Inc. and has previously worked for MORGAN KEEGAN & COMPANY, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and A. G. EDWARDS & SONS, INC. Kathleen provides services to individuals, high-net-worth individuals, corporations and other businesses, charitable organizations, insurance companies, banking and thrift institutions, and pension and profit-sharing plans. Kathleen is also registered to provide investment advisory services in Illinois and Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
02/13/2013 - Present
Raymond James & Associates, Inc. (BELLEVILLE IL)
IL
03/20/2009 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (SWANSEA IL)
IL
07/21/2005 - 03/30/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SWANSEA IL)
MO
10/08/1996 - 07/08/2005
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 05/08/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/11/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kathleen Kernan is the right advisor for you? Invested Better is here to help.
