Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Boyle Roman is a financial professional with over 9 years of experience in the industry. She holds the Series 6, Series 7TO, Series 24, and SIE licenses and is registered with FINRA as a representative of Nationwide Fund Distributors LLC. Kathleen is currently based in Columbus, OH.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
12/09/2014 - Present
Nationwide Fund Distributors LLC (Columbus OH)
BC
Issued 07/08/2019
Series 24 - General Securities Principal Examination
BC
Issued 03/11/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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