Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Lange has been in the securities industry for over 20 years. She is a registered principal with Quattro M Securities Inc. and holds the Series 28, SIE, and Series 99TO licenses. Kathleen has prior experience with MARA CAPITAL, LLC. Kathleen's career has focused on the securities industry, with her most recent registration being with Quattro M Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/10/2002 - Present
Quattro M Securities Inc. (NEW YORK NY)
NY
09/10/2004 - 06/08/2007
MARA CAPITAL, LLC (NY NY)
BC
Issued 11/08/1999
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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