Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Thompson is a financial advisor with Voya Financial Advisors, Inc. in Windsor, Connecticut. Kathleen has been in the financial services industry since 2012 and has worked with Voya Financial Advisors since 2014. Kathleen has obtained a Series 6, Series 7, Series 63 and Series 66 license, as well as the SIE exam. Kathleen is registered as an investment advisor representative in Connecticut. Kathleen offers financial planning, educational seminars, portfolio management for individuals and businesses, and selection of other advisors. Kathleen has a strong track record of helping individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
05/11/2018 - Present
Voya Financial Advisors, Inc. (WINDSOR CT)
CT
10/22/2012 - 11/01/2013
DIRECTED SERVICES LLC (WINDSOR CT)
BOTH
Issued 05/07/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/10/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2014
Series 7 - General Securities Representative Examination
BC
Issued 10/19/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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