Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Anne Steel is a Registered Representative and Investment Adviser Representative, with 2 years of experience in the financial services industry. Kathleen is currently registered with Moloney Securities Asset Management LLC in Indianapolis, IN. Kathleen has passed the Series 63, 65, 7TO and SIE exams. Kathleen offers a range of financial services, including financial planning, portfolio management, and educational seminars. Kathleen provides investment services through Planned Investment Company, Inc., a DBA where she is the Registered Representative and provides administrative support. Kathleen also serves as a Director for the Galaxy Charitable Foundation, Inc., a non-investment related role.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
06/01/2021 - Present
Moloney Securities Asset Management LLC (Indianapolis IN)
IA
Issued 01/30/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/05/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/06/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Kathleen Steel is the right advisor for you? Invested Better is here to help.
