Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen McNelis is a financial professional with over 9 years of experience in the securities industry. Kathleen is currently registered with Vanguard Marketing Corp. in Pennsylvania. Kathleen holds the Series 7, Series 24, Series 63 and SIE licenses. Kathleen began her career in the securities industry in 2013.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
08/30/2013 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 09/12/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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